The Competitiveness of Nations
in a Global Knowledge-Based Economy
November 2002
Steve Fuller
Thomas Kuhn: A
Philosophical History of Our Times
VIII Conclusions
Index
1. The Canonization of
2. A Career of Lucky Accidents and Studied Avoidance
Web Page 2
3. Getting over Kuhn: The Secularization of Paradigms as Movements
4. High and Low Church Secularizations of Science
5. Reinventing the University by Rediscovering the Contexts of Discovery and
Justification
3. Getting over Kuhn: The Secularization of Paradigms as Movements
Consider the first lesson in the average Western
epistemology course: knowledge consists of a truth that is believed for good,
if not the best possible, reasons; in philosophical shorthand, knowledge is
“justified true belief.” 39 This
definition, which is usually presented with a gesture to Plato or Descartes,
fossilizes the opposition that has characterized the “essential tension” of
Western culture since the sixteenth-century Protestant Reformation,
specifically the process by which civil authority became autonomous from
religious control, or secularization. 40
That knowledge claims command one’s
belief harks back to tests of religious commitment, whereas the demand that
such claims be justified recalls the legal procedures of trying cases in
secular courts. In this sense, the
philosophical definition of
39. See, e.g., Chisholm 1974.
40.Fuller 1997e.
399
knowledge is a negotiated settlement between
secular and sacred authorities. 41
The two poles of the tension, which stress the “justified” and
“belief” side of the definition, respectively, are epitomized as follows:
(A) Because knowledge is ultimately a
justified truth claim, it does not require a personal commitment of belief,
simply conformity to the procedural rules of evidence and inference.
Example: legalism, or the public
acceptance of secular authority.
(B) Because knowledge is ultimately a matter
of belief it can never be fully justified, except by the strength of the
commitment and its consequences for action. Example:
voluntarism, or the private acceptance of sacred authority.
It may seem that (B) has virtually disappeared
from scientific discussions of knowledge. However,
as we saw in chapter 6, section 2, such a verdict would be too hasty.
In excavating Kuhn’s pragmatist roots,
I mentioned William James’s “will to believe” version of pragmatism as a
precursor, which is the exception that proves the rule.
Current debates between realists and
instrumentalists also turn on whether one truly needs to “believe” in the
entities referenced in one’s theories or simply act as if one believed in
them. One plausible way of
encapsulating recent philosophical debates over scientific rationality is in
terms of when one should make and forsake commitments to particular research
programs, especially in the face of less than adequately justified knowledge
claims.
Kuhn, following Polanyi, located the “genius” of
science in the personal commitment that each scientist presumes of her
colleagues. This mutual presumption
then creates a climate of tolerance for somewhat divergent paths of research
and even temporary disagreements over matters of fact and interpretation.
In that sense, (A) and (B) remain
bound together because (A) is taken to govern the microlevel of day-to-day
research and (B) the macrolevel of the paradigm’s overall direction.
Kuhn’s account of paradigmatic change
in The Structure of Scientific Revolutions manifests the latent
instability of the classical definition of knowledge.
As puzzle solving proceeds apace in a
paradigm, scientists who profess a commitment to a certain vision of the truth
and have played by a set of rules for justifying claims to the truth will
inevitably encounter anomalous phenomena that eventually cause them to diverge
on the appropriate direction for inquiry. This,
in turn, precipitates the “crisis” that eventuates in a “revolution” and a new
paradigmatic regime.
For Kuhn this tension - the source of collective
disenchantment associated with secularization - is potentially divisive; hence
its presence should
41. On the idea of belief as commitment or faith
(from the Latin fides, as in “fidelity”), see Smith 1977. On the
rise of secular law in the emerging nation-states of
400
be minimized at all costs, most notably in the
“progressive” histories of science that students are taught in their
introductory science textbooks. However,
an alternative social epistemology of science would forgo this Orwellian
solution and embrace the tension as productive, along the lines of Popper’s
model of “conjectures and refutations” as the model of rational inquiry,
whereby one would be both the best proposer of her own knowledge claims and
the best refuter of such claims made by someone else.
But here I must quickly add that the
desired metatheory would justify the participation of the entire
society in the process of mutual criticism rather than just a self-selected
community of experts.
Instead of first tampering with people’s biases
as they are trained to be “objective” in their personal assessment of each
other’s knowledge claims, I believe that “objectivity” should be a
continuously emergent property of the interaction of proponents and opponents
of knowledge claims. Biases, such as
they are, would then be negotiated, canceled out, or otherwise overcome in
open discourse, not prior restraint. The
model social entity of this collective dialectical process is the movement,
which gains strength not by resolving its internal differences but by
involving ever larger segments of society in the articulation of those
differences. A good image here is that
of a whirlpool that draws more attention to itself as discussion acquires more
intensity. 42 The closest
that academia currently gets to this arrangement is the constitution of the
social sciences, which (in sharp contrast with the natural sciences) do not
launder out ideological disagreements in professional training, but rather
enable those disagreements to align with, and often alter, conflicts in the
society at large. 43
The American sociologist Robert Wuthnow has
shown that the three most socially significant intellectual movements in the
West’s modern era - the Protestant Reformation, the Enlightenment, and
nineteenth-century socialism - were
successful to the extent that a fairly esoteric group of inquirers extended
their arguments to the wider society, so that others found their categories
relevant to describing their own lives and situations. 44
These movements lost their creative
transformative energy once they became sectarian and paradigmlike.
The difference between a movement and
a paradigm may be seen as a shift in the relationship between
42. For an impressive synthetic treatment of
movements as the core social formation in terms that resonate with the key
role I assign them in knowledge production, see Melucci 1996.
My thanks to Gerard Delanty and
Sujatha Raman for alerting me to the significance of this work.
43. On the movementlike character of the social
sciences, see (in addition to chapter 5, section 1, above) Fuller 1997d,
20-23. The idea of movements as
the natural opposite of paradigms was first suggested to me by Sujatha Raman.
44. Wuthnow 1989.
401
presumption and burden of proof.
Whereas a movement shoulders the
burden of trying to persuade people who are not yet true believers, a
paradigm’s members presume the strength of their common commitments and then
wonder how a substantial change in direction would be possible.
The question, then, becomes how to get
those who do not spontaneously share the movement’s core beliefs and
experiences to act in ways that promote the movement.
In any case, I urge that we turn
Kuhn on his head and demonstrate that a paradigm is nothing more than an
arrested social movement.
This inversion entails that we regard inquiry as
an especially focused form of political action.
Whereas a paradigm-based approach to
knowledge would declare politics to be vulgar metaphysics, a movement-based
approach treats metaphysics as an inchoate politics.
Thus, a stable body of knowledge is
simply what political action becomes once the public space for contestation
has been restricted. (In a similar
vein, a functioning artifact - a technology - is simply what political action
becomes once patterns of access and usage have become regimented.)
Movements wither and die when “true
believers” of various persuasions break off the debate and form sects that
invite discourse only from the like-minded. In
that case, the knowledge becomes esoteric and the artifacts fetishes.
Sometimes sectarianism is a legitimate
response to a debate that has devolved into violence.
But with a little luck, by then the
movement will have left its long-term mark, as the major groupings in society
- most of whose members are casual observers to the movement’s activities -
reconfigure themselves in terms defined by the movement’s discourse.
Thus, it is crucial for understanding what
follows that readers forget any monolithic connotations that the Reformation,
the Enlightenment, and socialism have acquired since their heyday as
movements. Following Wuthnow, I am
exclusively concerned with the multifarious activities of those who identified
themselves in terms of these three movements, and not the activities of
those upon whom these terms have been foisted once the movements had been
reduced to “grand narratives” that capture little more than a rough
periodization of modern history.
Traditionally, social movements have been
conceptualized as purely reactive entities composed of disgruntled - if not
downright irrational - individuals who lack the sustained purposefulness
enforced by proper institutions, such as scientific paradigms.
Perhaps because professional
sociologists have often worked on behalf of public administration or
industrial management, even they have tended to treat movements as transient
or degenerate social formations. Wuthnow
reverses this negative image by charting the trajectory by which discourse
fields manage to acquire the political and economic resources that enable them
to become vehicles for
402
large-scale social change.
Accordingly, a movement gestates
during a period of economic expansion, which allows many people to enter
discourse-intensive occupations, such as the clergy, academia, and the state
bureaucracy. The proliferation of
these occupations implies, at the very least, that people feel they need to
know what others are doing before they themselves can act, but they cannot
fathom for themselves how those others think.
In the final sections of chapters 2 and 7, this feeling was captured
in terms of a sense of increased “social complexity” and the attendant need
for these salaried scribes to engage in social “intermediation,” but Alvin
Gouldner and other critical theorists have tried to give a more radical spin
to their labors. 45
This emergent communicative complexity is
followed by a period of economic contraction that causes considerable status
dislocation as different sectors of society adapt differently to their new
situation. Professions that had been
prestigious or rich lose status, and vice versa, thereby providing the
condition of “relative deprivation” that is often seen as a precondition for
social revolution. People in the
discourse-intensive fields, who have themselves become dislocated, compete
with one another in offering new criteria of legitimation.
They convert their collectively
threatened position into an opportunity for expansion and very often risk
taking (hence the frequency with which political revolutions are associated
with alienated intellectuals). Whether
any major social change actually occurs depends on the ability of dislocated
groups to identify a common foe, such as a neighboring country or a vulnerable
minority, even if, upon reflection, this supposed foe is clearly little more
than a pretext for change: a scapegoat.
Wuthnow’s account represents a recent trend
toward treating movements as “flexibly organized cognitive praxes” that
produce knowledge for enabling and disabling certain transformations of social
life. 46 What
differentiates movements from paradigms is their sense of organization - not
necessarily their goals, their longevity, or even their commitment to inquiry.
Successful movements manage to retain
their dynamism, their distinctive form of consciousness, as they gain
credibility in the course of achieving concrete goals.
They do not simply “evolve” into
paradigms. However, because
credibility is popularly measured by the degree of stability that one
contributes to the social order, the dynamic credibility required of
successful movements would seem to strain the imagination.
Two styles of recent theorizing about
movements define the “essential tension”
45. For an early realization of this phenomenon,
see Gouldner 1979. See also
chapter 5, section 2, above.
46. For a theoretically sophisticated elaboration
of this point, see Eyerman and Jamison 1991.
403
needed for this dynamic credibility to be
maintained. Between them they display
the tension between (A) and (B) in the classical definition of knowledge,
corresponding, respectively, to what I call the North American and
European styles, so-called for where the relevant researchers tend to come
from, but undoubtedly also a willful exploitation of cultural stereotypes for
analytical purposes. 47
The North American style stresses the
justification side of the classical definition of knowledge, while the
European style stresses the belief side.
The European style centers on the
consciousness-raising function of movements. It
is primarily studied by social-psychological methods.
The North American style focuses on
the goal achievement function of movements. Its
studies have been grounded most recently in rational choice economics.
Each style of movement thinking is
necessary, but not sufficient, for maintaining a movement’s dynamic
credibility, as can be seen in Table 15.
The European style emphasizes the role of
movements in forming a collective identity among people who may be disparately
located (in both space and status), but who nevertheless share experiences
that heretofore have been ignored or trivialized - even by the individuals
themselves. The original example that
Marx used to discuss this feature is particularly instructive.
Martin Luther campaigned to get the
German peasants to stop discounting the cognitive significance of their own
sensory and spiritual experience. This
campaign was at once directed against Catholic theology and heliocentric
astronomy, which, in their quite different ways, were bastions of cognitive
authoritarianism. However, as Marx
himself had already realized in The German Ideology, a movement that
thrives entirely on consciousness raising is likely to be confined, ever more
dogmatically, to just those people who have had the relevant sensitizing
experiences. In short, it becomes
cultish to the point of losing all hope of establishing society-wide
credibility.
In contrast, the North American style focuses on
the instrumental side of movements, their ability to achieve the goals on
their agendas. Here we find the
efforts to distill utopian aspirations to planks on a party platform, which
enable the movement to make a series of short-term alliances with more
mainstream interest groups. Not
surprisingly, the sheer increase in the movement’s dimensions is taken by its
members as a sign of progress, even if it involves diluting the movement’s
identity and exaggerating the significance of getting a compromise bill passed
as part of an omnibus legislative package. The
advantage of seeing movements as agenda-pushing
47. A good sourcebook for research into the two
styles of movement thinking is Morris and Mueller 1992.
The distinction between what I
have called “European” and “North American” styles of movement thinking is
normally credited to J. Cohen 1985.
404
TABLE 15.
The Essential Tension That Defines Social Movement
MOVEMENT STYLE
EUROPEAN
NORTH AMERICAN
epistemology
belief-oriented
justification-oriented
sociology
ideology
technology
practice
consciousness raising
agenda pushing
status
end in itself
means to an end
norm
intensity of commitment
breadth of support
economy
resource generating
resource mobilizing
rationality
communicative
instrumental
corrupt version
cultishness
co-optation
vehicles is that it provides concrete reference
points for the movement’s activities, continually reminding the movement’s
members - especially those who have not had the relevant sensitizing
experiences - that it is heading the entire society in the right direction.
However, a movement that is
exclusively focused in this way easily falls victim to its own success, as the
movement’s ability to adapt to the mainstream gets mistaken for its ability to
bend the mainstream to its will. In
short, the movement becomes captive to its immediate context.
Thus, the dynamic credibility of movements
depends on creatively resolving the tension between cultishness and
co-optation. Of course, this is easier
said than done. Most contemporary
movements display both tendencies at once. The
sharp divide in the strategy and tactics of so-called “radical” and “liberal”
feminism within the women’s movement may be the clearest contemporary exemplar
of the difference between European and North American styles of movement
thinking. Many radical feminists
ground the distinctive consciousness of women in their biological differences
from men, whereas liberal feminists regard gender as a one of several
sociohistorical markers of inequities in a system that aims to eliminate all
such inequities. The history of black
activism in the
405
between the European and North American styles
of movement thinking in each case.
When it comes to sustaining a movement’s dynamic
credibility, the tension in need of resolution is rather different from Kuhn’s
“essential tension” of tradition and innovation, referred to in the title of
his collected essays, which defines a paradigm’s form of knowledge.
According to Kuhn, for the latest
generation of scientists to remain motivated, they must be led to believe that
even a revolutionary theory that came from “left field,” such as Darwin’s
theory of evolution by natural selection or Einstein’s theory of special
relativity, could have just as easily come from establishment science.
This leads to the double truth that
distinguishes the historical consciousness of historians and scientists.
In contrast, the essential tension
defining movement knowledge involves showing that the disparate historical
origins of various interest groups in fact converge in common cause.
On the one hand, the goal is to keep
an already existing community intact by homogenizing the more disparate
features of its history; on the other, it is also to enlarge the community’s
constituency by integrating its disparate strands into one trajectory.
The way to meet both goals at once is
to recruit the larger society, so that differences within the movement become
the terms in which those outside the movement define themselves.
This is the ultimate trick for the
public intellectual to turn.
Movements are especially effective in this
regard during periods of socio-economic dislocation, when the old social
categories fail to capture emerging political realignments.
Regardless of what people think of a
movement on its own terms, the movement’s discourse may nevertheless provide
the only publicly accessible framework for understanding the full range of
on-going changes. A good case in point
is the legacy of socialism, no small part of which was that factory owners
came to think of themselves as a “class” in systemic opposition to the class
represented by their employees.
Of course, the factory owners did not become
card-carrying socialists once they started to think in terms of class.
However, by accepting this
movement-inspired designation as their own, they unwittingly opened themselves
to certain ways of describing and explaining existing divisions in society
that eventually made it easier to justify the intervention of the state in
economic affairs. Wealth that would
have appeared, early in the nineteenth century, to be the result of the
factory owner’s individual initiative was more commonly seen, by the end of
the century, as the product of some sort of exploitation.
This transition enabled the taxation
of factory owners and the protection of workers to be regarded as reciprocal
policy measures in the emerging welfare state.
Thus, owners have increasingly had to shoulder the burden of showing
that they are entitled to keep all
406
the wealth produced under their name.
In short, the discourse community
created by a social movement can be politically effective simply by altering
the “spin” that different social groups give to one another’s activities,
which in turn opens new spaces for action, especially by third-party
regulatory agencies.
Considered in light of Kuhn’s overriding concern
for consensus formation in science, a striking feature of the trajectory
common to Wuthnow’s three movements is that the peak of their influence
corresponded to a high level of internal division.
In each case, opinion was divided over
an abstract philosophical question in ways that had clear implications for the
parameters of legitimate collective action. The
Protestant Reformers disputed interpretations of the Bible and the writings of
the Church Fathers. The Enlightenment
wits argued about humanity’s capacity for self-governance.
Socialists vied over whether
industrial capitalism and parliamentary democracy were preconditions or
impediments to the ideal society. Rather
unlike the professional posture of a Kuhnian paradigm, the parties to these
three movements did not presume that concerted practical action had to await
resolution of these fundamental questions.
On the contrary, the more the movements increased their transformative
capacity, the wider the circle of people who felt that their interests were
somehow implicated in the swirl of opposing discourses.
Here it is worth recalling Wuthnow’s own roots
in the sociology of religion, which, following Max Weber, has regarded
institutionalization - the formation of doctrinal consensus and its ritualized
reinforcement - as sapping the spirit that marked a religion’s charismatic
origins. 48 Under the
Weberian gaze, established churches appear as the domestication of more
ecstatic forms of religious experience. Similarly,
the kind of divisiveness that eventually diminished the impact of the
movements that Wuthnow studied was that of sectarian withdrawal, often under
the guise of “purity”: that is, either a refusal to argue with doctrinal
opponents or a refusal to acknowledge the legitimacy of any existing
authority. 49 Indeed, it would not be far-fetched to think of
consensus-based normal science as a strategic retreat from the spirit of
inquiry in just this sense, especially if “inquiry” is conceived in the
Popperian sense of a sustained willingness to challenge the status quo and to
entertain opposing arguments: “permanent revolution,” as he put it in a bit of
anti-Kuhnian pique. 50 In
that case, what Kuhn regarded as a mark of collective self-discipline on the
part of the founders
48. An excellent recent attempt to put Weber’s
perspective in the context of fin de siècle fears of degeneration is Herman
1997, esp. 128.
49. For contemporary corroboration of this point,
see Frey, Dietz, and Kalof 1992.
50.
See esp. Popper
1975.
407
of the Royal Society to exclude politics,
religion, and morals from their purview would come to be seen as an
institutionalized failure of nerve. And
this is precisely the image that I wish to promote.
The Reformation, the Enlightenment, and
socialism each left the state stronger, not because the intellectuals
supported the status quo (often they did not) but because their disputes
reinforced the idea that there was a single, albeit elusive, source of
authority, control over which could be determined by publicly contestable
means. 51 In theory the
ultimate source may have been Truth, but in practice the state turned out to
be the unintended beneficiary of each movement’s relentlessly critical
inquiry. Despite the ambiguous
lessons contained in this conclusion, the fact that the beneficiary was the
state - and not a private sector of society - offers a ray of hope of
movements contributing to the revival of the public sphere.
The unique sociological success of science in
the twentieth century has been its ability to dictate to the state the terms
of its preservation. In effect, the
scientific community has required that the state adopt its leading theories as
a civil religion in return for providing authoritative means for organizing
and mobilizing the populace. 52 An
unusual feature of this process is that whereas religion is typically
integrated into the daily lives of people who can provide religiously
sanctioned justifications for their practices (e.g., food intake in terms of
dietary laws), science maintains its hold on society largely through public
accounting procedures - such as examinations of mental and physical competence
- that still have relatively little connection to people’s lives, as reflected
in their persistent ignorance of what informs those procedures.
This helps explain the current crisis in the
“public understanding of science” in the English-speaking world, the analogue
of which would be difficult to imagine in the case of religion - not because
people are more secure in their religious beliefs but because those who reject
religion have a better grasp of what they are rejecting than those who reject
science. 53 Since science
was embraced by state agencies before it gained much grassroots support in the
general public, it has continued to appear an artificial feature of
contemporary societies, with the Enlightenment ideal of the “citizen
scientist” who can think for herself proving increasingly elusive.
51.
See Wuthnow 1989, 577.
The idea of the state as the
repository of Truth is, of course, a feature of Hegel’s philosophy of history.
52.
We discussed the origins of this process in
chapter 2, section 7, when examining the long-term implications of Planck’s
victory over Mach.
53. See Fuller 1997d, esp. chaps. 1and 4.
408
4. High and Low
Church Secularizations of Science
The process by which Christendom came to be
secularized may prove a useful guide to what lies ahead for science.
As the European states secularized,
they refused to grant any religion a monopoly over political and economic
resources, while protecting the rights of any religion to profess its creed
within state borders. The immediate
cause of secularization was the destabilizing effect of religious wars on the
emerging nation-states of
If the secularization model is an apt one, we
may speak of two “waves” in the critique of the social dimensions of science
and technology, akin to the waves of secularization in the history of modern
Christianity. I have called the two
waves, Low Church, which resembles the Protestant Reformation of the
sixteenth and seventeenth centuries, and
54. Among major mainstream economists, the idea
that, by the second half of the twentieth century, science had become “the
secular religion of materialistic society,” has been most clearly observed in
Johnson 1965, esp. 141.
55. I was inspired to draw the Low/High Church
distinction in STS in response to Juan Ilerbaig, a Spaniard studying in the
In the
HHC: [bracketed]
displayed on page 410 of original.
409
In the first wave, just as Luther, Calvin, and
their associates called for the Church to recover its spiritual roots from
corrupt material involvements, the 1960s witnessed the rise of scientists who
“conscientiously objected” to their colleagues’ complicity with the state in
escalating the Cold War. A secularized
science would never have given us the nuclear arms race, just as a
Protestantized Christianity in the Middle Ages would not have been able to
mobilize the material and spiritual resources needed to field a series of
Crusades against Islam. Indeed, these
insider critics of science were more likely to speak in terms of programs in
“Science, Technology, and Society,” in which courses in the history,
philosophy, and sociology of science were part of the core of the science
curriculum, not merely enrichment courses taught outside science departments -
let alone in autonomous science and technology studies graduate programs that
award doctorates for research that shadow the activities of scientists without
ever coming to terms with their normative implications. 56
In this context, the late
epistemological anarchist Paul Feyerabend appears as the purest of Protestants
in calling for the complete divestiture of state support for science as the
best way of retrieving the spirit of critical inquiry from Big Science’s
inhibiting financial and institutional arrangements.
Extending the Protestant analogy would involve including the recent
charges of scientific misconduct, which have precedent in the personal
corruption of Church officials that made the calls for reform most vivid for
the average devout Christian.
The second wave of secularization occurred once
the Enlightenment transformed the intellectual orientation of academic
theology from the professional training of clerics to a form of critical
inquiry conducted independently of religious authorities.
The last and most accomplished
generation
56. For this phase of STS history, see Cutcliffe
1989. Among the science critics were,
in the
410
of these theologians constituted the Young
Hegelians under whose spell Karl Marx fell during his student years.
David Friedrich Strauss’s Life of
Jesus and Ludwig Feuerbach’s The Essence of Christianity were the
texts from this period (the 1830s) that have had the longest impact.
Much in the spirit of post-Strong
Programme sociologists of science who have subjected the laboratory to
ethnographic scrutiny, these theologians applied the latest techniques of
literary archaeology and naturalistic social theory to demystify the
Scriptures. Far from blaspheming God,
they believed their demystified readings of early Church history liberated
genuine spirituality from the superstition and idolatry that remained the
primary means by which the pastoral clergy kept believers in line.
However, the ironic style of these
authors put them seriously at odds with both political and religious
authorities, causing many of them to lose their professorships and preventing
others - such as Marx himself - from ever pursuing academic careers.
The young Karl Marx wrote The German Ideology
as a series of didactic reflections on how it was possible for the Young
Hegelians, despite the attention they paid to the material conditions of
Christianity, to be so oblivious to the material conditions of their own
times, and hence be caught off guard by those who accused them of sacrilege.
57 Perhaps a similar book
is now in order, given the surprise that STS practitioners have expressed
about the reception that the scientific community has given their work, which
has culminated in the recent Science Wars, as recounted in chapter
7, section 5.
It would seem that today’s science
secularizers have underestimated the extent to which threatening the
transcendental rhetoric of science threatens science itself.
So far, in terms of political effectiveness, the
57. Marx
1970. On The German Ideology
as an attempt to propel the hermeneutical differences among the Young
Hegelians into a political context, see Meister
1991, esp. 86 ff.
58. This viewpoint is by no means limited to the
Low Church. Consider the stand taken
by the
411
the set of statements and equations most closely
associated with a science’s cognitive dimension, but whether these tokens in
the scientific language game are made of “glass beads” (as in the Hermann
Hesse novel by that name) or money and people.
In short, the High and Low Church may ultimately compensate for each
other’s deficiencies.
5. Reinventing the University by Rediscovering the Contexts of Discovery and
Justification
Apropos the Low Church tendency to conflate the
propositional content of scientific knowledge with the social conditions that
enable it to possess worldly power, a great advantage of characterizing the
history of science under the rubric of movement rather than paradigm is that
it draws attention to the alignment of words and deeds – “ideology” and
“technology,” as Alvin Gouldner would have put it - that determines the
precise social form that science takes: Is
it a Platonic academic cult insulated from the material world or the
technoscientific infrastructure through which the material world transpires?
The historic site for resolving that
tension has been the university.
Until quite recently, the folk ontology of the
university has been that of a relatively staid and stable institution,
reflecting its dual role in extending the frontiers of knowledge in research,
while reproducing the existing social order in education. 59
In chapter
5, section 3, we saw that already by the mid-1960s, Structure
bolstered this dual process in the face of student revolts by legitimating
academic disciplines, as institutionalized in the department structure of
universities. But as was equally shown
in chapter 2, section 7, the duality of research and teaching, especially as
pursued by paradigm-driven sciences, has been increasingly in tension over the
course of the twentieth century. Indeed,
truth be told, stability has rarely been the hallmark of university life.
At various points in history,
especially in late thirteenth-century
59.Fuller
1999b, pt. 2,
elaborates this thesis.
412
Alasdair Maclntyre has argued that academics
were at the peak of their collective public influence in thirteenth-century
Maclntyre is clearly indulging in revisionist
history, especially when he claims that the Enlightenment destroyed, rather
than promoted, the public sphere by being a little too hostile to Christianity
and a little too friendly to autonomy. However,
his account serves to remind us of the historically important role that the
university has played as a vortex for general social change. 60
The one Enlightenment philosopher who
remained an academician all his life, Immanuel Kant, recaptured Maclntyre’s
lost image in his last book, The Conflict of the Faculties (1798),
which helped cause the resurgence of academic inquiry as a political force
that characterized the German idealists and Hegel and his followers, most
notably Marx.
However, the history of the university over the
last 150 years has been, for
the most part, a transformation of “academic freedom” into a jealously guarded
guild right. Instead of providing the
models for public debate, academicians have made a point of discouraging
public-minded attitudes and actions among themselves.
The benefit has been to shield the
university from direct political interference; the cost has been to disable
the university from functioning in any political capacity,
especially one of its own initia-
60. Maclntyre
1990.
61. One aspect of this situation that we cannot
explore here is the role of the thirteenth-century
university in laying the groundwork for the seventeenth-century
Scientific Revolution, a favorite thesis of Pierre Duhem.
Even those who refuse to trace
Galileo’s discoveries back to Scholastic speculations in
413
tive. Consequently,
most of the drive to change the structure of the university today has come
from the outside, often from corporate sponsors who want to blur hallowed
distinctions between basic and applied research, not to mention between
academic and vocational training.
Rather than seizing these external socioeconomic
changes as opportunities for the university to take control of the forces of
social change, both liberal and conservative academics have too often recoiled
from the challenge, treating it entirely as a threat to the university’s
integrity - again, presupposing a stability to the institution that it has
lacked when at its best in the past. A
notable exception to this tendency is feminism, which arguably has done
more to dynamize the structure of the Western university - to put
administrators and faculty more in the mind-set of a social movement - than
any school of thought since the original Humboldtian call to Enlightenment as
the mission of the university in early nineteenth-century
In particular, feminism has drawn systematic
attention to the ways in which disciplinary divisions obscure both complex
problems and alternative forms of life. Over
the course of this century, Marxism has attempted a similar emancipatory
mission in the universities. However,
feminism is unique in that the movement’s theorists truly embody their own
theories. Instead of
upper-middle-class white males just talking about the revolution in their
classrooms, the female professoriat actually live it.
This has opened the door to more
diverse elements of society entering university life, a development that
generally falls under the rubric of multiculturalism, much of which
challenges residual elitist elements in even Marxist and even Western feminist
thinking. 62
The maxim that the Gospel should not be spread
before the ink on the last page is dried is a familiar trope from the history
of disciplinization, and indeed has been a useful way of demarcating the pure
academic fields from the liberal professions. 63
Pure academics believe that
practical action - be it policy advice or political activism - is only as good
as the quality of
62. On the development of feminism and
multiculturalism in the contemporary academy, see Fuller 1999b, chap. 4.
Sandra Harding has been probably the
most prominent feminist to have developed this point.
See Harding
1991, 1993.
However, there are also signs
that even feminism is suffering from paradigmitis - admittedly of a most
peculiar kind. A good example is
Nicholson 1994.
This book is a collection of
exchanges among four of contemporary feminism’s leading theorists: Seyla
Benhabib, Judith Butler, Drucilla Cornell, and Nancy Fraser. As Fraser herself
points out (158), they unwittingly reproduce the positions already staked out
by, respectively, Jurgen
Habermas, Michel Foucault, Jacques Derrida, and Richard Rorty.
63. A full-blown theory of disciplines based on
this perspective is Abbott 1988.
The perennially vexed status of “psychology” as both a therapeutic and a
research practice is perhaps the paradigm case of this kind of boundary work.
414
the knowledge on which it is based.
If there is room for doubt, then that
may be enough for the action to do more harm than good.
Yet these High Church tenets are
little more than superstitions that presuppose the very sort of
epistemological foundationalism that STS researchers have been keen to reject
on the basis of constructivist scruples. If
the practical lessons of STS research were reduced to two maxims, it would be
these: that you do not need to be an expert to understand expertise,
and, moreover, that the experts themselves may not live up to their own
standards. Thus, the possibility
that we may be wrong or change our minds is taken as not merely given but
unavoidable. What we need, then, is an
ethic of accountability for the knowledge claims we decide to make, in light
of such a fallibilist epistemology. This
may mean making it institutionally easier to admit error and change one’s mind
in public, as well as to compensate those who have been wronged by the actions
we have taken. 64 The
overall result would be to make a general reluctance to participate in
politics unjustifiable on a purely epistemological basis.
Taken together, the radical lessons contained in
High and Low Church STS provide the core ideas for reversing the embushelment
of Western intellectual life, which, as we saw in chapter 1, section 6,
reached the university’s doors in the 1830s with William Whewell’s coinage of
“scientist” as the name of a profession. 65
Closely associated with this
coinage is the distinction in the contexts of discovery and justification in
scientific research. In chapter 1,
section 7, we witnessed the initial deconstruction of that distinction
by Kuhn and other historicist philosophers of science.
Sociologists of science then dealt the
final blows in the 1980s. Common to
the
64. For a defense of the need to preserve what I
have called “the right to be wrong,” see Fuller 1999b, esp. chaps.
1, 8.
It was also instrumental in the
original modern debates concerning the “public sphere” in
65. The rest of this section retraces ground
covered in Fuller 1999b, chap. 6, sec. 3. The
key difference between what is said there and here turns on the role assigned
to republicanism in that book versus that of social movements in
this one. (On the provenance of
republicanism, see chapter 1,
section 2,
above.) To be sure, they are not the
same but they share a concern for the material conditions under which
knowledge can have empowering consequences for those who would lay claim to
it. In republican societies, those who
engage in public debate need not worry about the consequences of their
knowledge claims on their own well-being: staking an idea is kept separate
from staking a life. In that sense,
one can err with impunity. For this
reason, property ownership was often made a requirement for political
participation.
Social movements adopt a rather opposed strategy
but to similar effect: instead of assigned well-defined “inalienable”
(property) rights to individuals, movements “deindividuate” their members,
such that each individual can count on the rest of the collective to
compensate for whatever problems she runs into as they all strive toward
realizing the movement’s ideals. Were
scientific inquiry conceptualized as a movement in this sense, then the fact
that a discovery originally emerged from a particular research program would
be taken not as an achievement warranting the reinforcement of that program,
but rather a problem that is redressed only by making that discovery available
to as many other research programs as possible.
415
historicists and sociologists has been the view
that a research tradition justifies its continuation by the number of robust
discoveries that are made under its auspices.
In effect, a research tradition enjoys intellectual property rights
over the knowledge claims it originates.
Thus, if a scientist working in, say, the Newtonian or Darwinian
research tradition happens to make an important finding, then the finding
counts as a reason for promoting the tradition, and soon the impression is
given - especially in textbooks - that the finding could have been be made
only by someone working in that tradition.
In other words, priority quickly becomes grounds for necessity.
This view presupposes a highly competitive model
of scientific inquiry that gravitates toward the dominance of a single
paradigm in any given field. It does
not entertain cases in which knowledge claims originating in one research
tradition have been adapted to the needs and aims of others.
One important reason is that
ultimately the historicists and sociologists believe that alternative research
traditions are little more than ways of dividing up the labor in pursuit of
some common goals of inquiry, such as explanatory truth or predictive
reliability. Thus, they presume that
there is some automatic sense in which a discovery made by one tradition is
“always already” the property of all - though access to this supposedly common
terrain requires that one exchange allegiances first.
Consider the treatment of Darwinian evolution
and Creation science as mutually exclusive options in the
66. Carter
1993, 156-82.
67. For more on the broad church of maverick
biologists who advance this line of argument, see the interviews with Brian
Goodwin, Lynn Margulis, Stuart Kauffman, and Stephen Jay Gould in Horgan 1996,
114-42. These biologists are
attracted, to differing degrees, to holistic, preformationist, and even
quasi-teleological accounts of evolution.
Typically, they justify their revision of the Darwinian canon by
widening the scope of evidence and reasoning taken to be relevant to a
comprehensive explanation for the development of life on Earth.
Here it is worth observing that one of
the founders of the neo-Darwinian synthesis was himself a Russian Orthodox
Christian who made a valiant attempt to reconcile his own research in genetics
with contemporary existential theology: Dobzhansky 1967.
416
Here arises the social responsibility of the
science educator, either a professional scientist or a philosopher or
sociologist of science: Should students be forced to accept the current
scientific canon in the spirit of a Kuhnian paradigm - that is, as a total
ideology that would deny the legitimacy of whatever larger belief systems they
bring to the classroom? Or should
students learn how to integrate science into their belief systems, recognizing
points of compatibility, contradiction, and possible directions for personal
and collective intellectual growth? If
we favor the latter movement-based perspective over the former paradigm-based
one, then we need to reinvent to discovery/justification distinction.
According to the old distinction, an
ideally justified discovery would show how anyone with the same background
knowledge and evidence would have made the same discovery.
The role of justification was thus to
focus and even homogenize the scientific enterprise through a common “logic of
scientific inference.” In practice,
however, “the same background knowledge and evidence” was an understatement of
what was actually needed for people to draw the same conclusions, namely,
involvement in a particular research tradition.
In contrast, the new distinction I propose
conceptualizes scientific justification as removing the idiosyncratic
character of scientific discovery in a deeper sense than the old distinction
pursued - not simply the fact that a discovery was first reached by a given
individual in a given lab, but the fact that it was reached by a particular
research tradition in a given culture. In
other words, the goal of scientific justification would be to eliminate
whatever advantage a particular research tradition or culture has gained by
having made the discovery first. Its
overall import would be to remove the objectionable, exclusionary features
associated with “scientific progress” without erasing the undeniable insights
that have been achieved under that rubric.
This project would safeguard scientific inquiry
from devolving into a form of expertise whereby, say, one would have to be a
card-carrying Darwinian before having anything credible to say about biology.
It would also have the opposite effect
of the old distinction, in that it would aim to render a discovery compatible
with as many different background assumptions as possible, so as to empower as
many different sorts of people. Models
for this activity can be found in both the natural and the social sciences.
In the natural sciences, there are
“closed theories” (e.g., Newtonian mechanics) and “dead sciences” (e.g.,
chemistry), which can be learned as self-contained technologies without the
learner first having to commit to a particular metaphysical, axiological, or
perhaps even disciplinary orientation. Perhaps
the historically most interesting models of this renovated sense of
discovery/justification at work are the hybrid forms of inquiry
417
that emerged originally as a defensive response
to Western colonial expansion in the nineteenth century, which have reappeared
in late twentieth-century non-Western resistance to “postmodern” approaches of
science studies. 68
In the social sciences, conceptual and technical
innovations originating in one tradition are typically picked up and
refashioned by other traditions, so as to convey an overall sense of history
as multiple partially intersecting trajectories.
Indeed, just this cross-fertilization
has historically given the social sciences the appearance of a field fraught
with unresolvable ideological differences. However,
from the social movement approach to knowledge production I advocate, this is
a good thing. 69 It
means that the universal value represented by “science” starts to resemble
that of “democracy,” in that both may flourish in a variety of social settings
but, at the same time, must be actively maintained and renewed because of the
ease with which the ideal can turn corrupt, especially as particular sciences
or particular democracies become victims of their own success: e.g.,
governments whose mass popularity renders them authoritarian, sciences whose
consensuality renders them dogmatic.
In Table 16, I contrast my vision of
movement-driven “citizen science” with that of a paradigm-driven “professional
science” in terms of alternative ways of articulating the
discovery/justification distinction. The
relationship of discoveries to their scientific justification has been
traditionally compared with tributaries leading to a major river.
Sticking with the fluvial metaphor, I
counter with the image of a major river opening up into a delta in which
multiple traditions can make use of a body of knowledge that
68. In Fuller 1997d, chap. 6, I considered the
cases of modern Islam and
69. In this respect, I do not share the
misgivings occasionally expressed in Deutsch, Markovits, and Platt 1986, which
documents the tradition-jumping tendency of innovation in the social sciences.
418
TABLE 16.
Redrawing the Contexts of Discovery/Iustification Distinction|
KNOWLEDGE-PRODUCING UNIT |
PARADIGM (CLOSED SOCIETY) |
MOVEMENT (OPEN SOCIETY) |
|
metaphor guiding the distinction |
convergence: tributaries flow-ing into a major river |
divergence: a major river flow-ing into a delta |
|
prima facie status of discovery |
disadvantage (because of un-expected origins) |
advantage (because of expected origins) |
|
ultimate role of justification |
concentrate knowledge through logical assimilation |